Broker Check

Our Process

A REFINED PERSPECTIVE ON INVESTMENT MANAGEMENT OVERSIGHT

Our guiding force is to do what is best for our clients, with a focus balancing liquidity needs, risk and performance. To strive to achieve that, we offer institutional and individual investors a results-oriented approach to professional money management through a variety of investment vehicles and strategies.

By demonstrating our drive and objectivity and providing service that’s personal and responsive, we aim to build a relationship with you for the long term. We work closely with CPAs, attorneys and other professionals to ensure our planning fully aligns with your needs, with services that include portfolio monitoring, asset protection, retirement and estate planning, as well as charitable giving.

We take care of the due diligence, including in-depth research and analysis of all investments, which allows us to offer you guidance that’s proactive instead of reactive. It puts you and your goals at the center of all that we do.

UNDERSTAND

We realize the importance of investing time upfront to listening and getting to know you – building a good understanding of your goals, current financial situation, investment experience and risk tolerance. It’s also an opportunity to build trust and rapport, make you aware of our capabilities and explain the ways we can help you meet your objectives.

DESIGN

Next, we will analyze what you’ve shared with us in order to design your comprehensive investment plan, taking into account the different pieces of your financial picture and make sure they cohesively fit together without any gaps or disparities. This step may include collaborating with your other professional advisors such as your accountant and lawyer. We present our recommendations to you, answer your questions, consider alternatives and outline the steps we need to take to implement your plan.

IMPLEMENT

With your approval, we will execute your customized strategy using the extensive research and resources available to us. This involves the selection of specific account types, investment alternatives and optional services, and the handling of all necessary paperwork.

MANAGE

Once your plan is implemented, we will review the progress of your plan relative to your defined objectives and suggest any changes where needed. We accomplish this by providing ongoing reporting of your portfolio activity and by conducting periodic reviews. We purposely maintain a close connection with you, so we are in step with your life and aware of any changes in your life that may warrant a revision to your plan.